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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
IS 감사자는 클라이언트 클라우드 기반 응용 프로그램에 대한 개인 정보 제어를 직접 테스트 할 수 없습니다. 직접 테스트에 대한 가장 효과적인 대안은 검토하는 것입니다
A. 독립적 인 감사 보고서
B. 공급자의 보증서
C. 제공자의 내부 감사 보고서
D. 공식 개인 정보 인증
Answer: A

NEW QUESTION: 2
What is volatility?
A. the difference between the current price of an asset and its previous close
B. the measure of the liquidity of a contract or security
C. the difference between the annual high and low of a security
D. a statistical measure of price fluctuations as an annualized percentage
Answer: D

NEW QUESTION: 3
During the development of an application, the quality assurance testing and user acceptance testing were combined. The MAJOR concern for an IS auditor reviewing the project is that there will be:
A. increased maintenance.
B. delays in problem resolution.
C. inadequate functional testing.
D. improper documentation of testing.
Answer: C
Explanation:
The major risk of combining quality assurance testing and user acceptance testing is that functional testing may be inadequate. Choices A, B and D are not as important.

NEW QUESTION: 4
情報セキュリティの専門家が、Linuxサーバーからの次の出力を検討しています。

上記の情報に基づいて、次の種類のマルウェアのうちどれがサーバーにインストールされましたか?
A. バックドア
B. ランサムウェア
C. ロジック爆弾
D. トロイの木馬
E. ルートキット
Answer: C


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