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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A suspicious transaction report has been filed on an account owned by the wife of the bank's Chief Executive Officer. Which of the following is the most important consideration when deciding whether to recommend closing the account?
A. Customer relations
B. Requests from the competent authority
C. Chief Executive's reputational risk
D. The institution's anti-money laundering policy
Answer: A

NEW QUESTION: 2
Refer to the exhibit.

The system administrator of mydomain.com was informed that one of the users in his environment received spam from an Internet sender. Message tracking shows that the emails for this user were not scanned by antispam. Why did the Cisco Email Security gateway fail to do a spam scan on emails for [email protected]?
A. The Cisco Email Security gateway created duplicates of the message.
B. The user [email protected] matched an inbound rule with antispam disabled.
C. The user [email protected] matched an inbound rule with antispam disabled.
D. The remote MTA activated the SUSPECTLIST sender group.
Answer: B

NEW QUESTION: 3
Which of the following document can be exported from SAP Ariba Buying and Invoicing?
There are 2 correct answers to this question
Response:
A. Remittances
B. Purchase order
C. Receipts
D. Order conformation
Answer: B,C


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