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NEW QUESTION: 1
You have set up an IAM policy for your users to access Elastic Load Balancers and you know that an IAM policy is a JSON document that consists of one or more statements. Which of the following elements is not a part of the statement in an IAM policy document?
A. Action
B. Effect
C. Resource
D. Key
Answer: D
Explanation:
Explanation/Reference:
Explanation:
When you attach a policy to a user or group of users to control access to your load balancer, it allows or denies the users permission to perform the specified tasks on the specified resources.
An IAM policy is a JSON document that consists of one or more statements. Each statement is structured as follows:
Effect: The effect can be.
Allow or Deny. By default, IAM users don't have permission to use resources and API actions, so all requests are denied. An explicit allow overrides the default. An explicit deny overrides any allows.
Action: The action is the specific API action for which you are granting or denying permission.
Resource: The resource that's affected by the action. With many Elastic Load Balancing API actions, you can restrict the permissions granted or denied to a specific load balancer by specifying its Amazon Resource Name (ARN) in this statement. Otherwise, you can use the * wildcard to specify all of your load balancers.
Condition: You can optionally use conditions to control when your policy is in effect.
http://docs.aws.amazon.com/ElasticLoadBalancing/latest/DeveloperGuide/UsingIAM.html
NEW QUESTION: 2
Eine Institution hat die Entscheidung getroffen, eine Kundenbeziehung aufgrund von Bedenken hinsichtlich der Bekämpfung der Geldwäsche zu beenden. Vor Beginn des Abschlussprozesses erhält die Einrichtung eine schriftliche Aufforderung von einer Strafverfolgungsbehörde, das Konto offen zu halten. Der Kunde ist Gegenstand einer laufenden Untersuchung, und die Strafverfolgung möchte, dass die Einrichtung das Konto weiterhin überwacht und verdächtige Aktivitäten meldet.
Was sollte die Institution bei der Entscheidung, ob sie diesem Antrag zustimmt, in erster Linie berücksichtigen?
A. Die voraussichtlichen Kosten für die Erfüllung der Strafverfolgungsanforderung
B. Ob das Institut seinen regulatorischen Verpflichtungen bei geöffneten Konten weiterhin nachkommen kann
C. Die Anzahl der verdächtigen Transaktionsberichte, die zuvor auf dem Client abgelegt wurden
D. Die Tatsache, dass die Institution eine solide Bilanz bei der Erfüllung von Strafverfolgungsanfragen hat
Answer: B
NEW QUESTION: 3
Which of the following does not describe a prohibited practice for broker-dealers under the NASAA Model
Rules?
I. SecureMoney Broker-Dealers has received a request from a client who wants SecureMoney to "identify
a few solid firms in the Asian market and invest up to $20,000 in them." SecureMoney executes the
purchases and receives the requisite signed discretionary authorization from the client before the
settlement date.
II. CanDo Broker-Dealers executes a margin transaction for a client, promptly receiving a signed, written
margin agreement from the client after the transaction takes place.
III. GetErDone Broker-Dealers receives a call from a client who wants to purchase some securities on
margin. GetErDone has the client come into the office to sign a properly executed margin agreement prior
to effecting the transaction.
A. None of the selections are prohibited practices.
B. III only
C. I and III only
D. II and III only
Answer: D
Explanation:
Neither Selection II nor Selection III describes a prohibited practice for broker-dealers under
the NASAA Model Rules. Broker-dealers are permitted to execute margin transactions for clients as long
as they receive a signed, written margin agreement promptly after the initial margin transaction takes
place. The agreement need not be signed beforehand. Discretionary authorizations do need to be signed
before the broker-dealer executes any discretionary transactions for a client, so Selection I describes a
prohibited practice.
NEW QUESTION: 4
組織内のデータを直接的に担当する役割について、以下のどれがベストであると思いますか?
A. Quality control
B. Data custodian
C. Database administrator
D. Information owner
Answer: B
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