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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Why should you be selective when granting the PROCESS privilege to an account?
A. It allows a client to process scripts.
B. It allows a client to control running processes on a server.
C. It allows the use of stored routines.
D. It allows a client to see another user's queries with the SHOW PROCESSLIST command.
Answer: B

NEW QUESTION: 2
이사회에 경영 보고서를 검토 할 때 내부 감사 활동은 다음과 같아야 합니다.
A. 일관성을 위해 이전 기간 보고서와 비교합니다.
B. 관리 보고서에 대한 지원 문서를 유지하십시오.
C. 관리 보고서를 준비하는 데 사용된 프로세스를 평가하십시오.
D. 보고서의 모든 재무 번호를 총계정 원장에 연결하십시오.
Answer: C

NEW QUESTION: 3
Which of the following investment instruments is a discount instrument?
A. Treasury note
B. Yankee CD
C. Municipal bond
D. Banker's acceptance
Answer: D


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