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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A 53-year-old patient with an 8-year history of diabetes is currently taking glipizide 10 mg twice daily before breakfast and supper. The patient weighs 85 kg and reports a 4.5 kg weight gain in the last year. Laboratory results are:
Creatinine: 1.2 mg/dL
A1C: 8.5%
What is the most appropriate recommendation at this time for improved diabetes control?
A. Change glipizide to insulin.
B. Change glipizide to metformin.
C. Continue with glipizide and add metformin.
D. Increase glipizide to 20 mg twice daily.
Answer: B

NEW QUESTION: 2
セキュリティ管理者は、境界UTMからアラートを受信します。ログを確認すると、管理者は次の出力を見つけます。
ゾーンから:不信
ゾーンへ:DMZ
攻撃者:externalip.com
犠牲者:172.16.0.20
ポートへ:80
アクション:アラート
重大度:重大
イベントに関連付けられているPCAPを調べると、セキュリティ管理者は次の情報を見つけます。
<script>アラート( "アカウントに関する重要な情報については、ここをクリックしてください!http://externalip.com/account.php"); </ script>
セキュリティ管理者は次のどのアクションを実行する必要がありますか?
A. ホストベースのファイアウォールルールを実装して、このタイプの将来のイベントの発生をブロックします。
B. PCAPファイルから<script>データを手動でコピーし、HIDSでブロック署名を生成して、将来のイベントのためにトラフィックをブロックします。
C. 今後の試行で、XSS脆弱性シグネチャをTCPリセットに変更するための変更要求を送信します。
D. トラフィックをブロックするためのブロッキングシグニチャを生成するために、PCAPをIDSにアップロードします。
Answer: B

NEW QUESTION: 3
For consolidated operations, what are the three steps from "events to information"?
A. Consolidating operational status, identifying business metrics and key performance indicators, and presenting business service status in role-specific databases.
B. Monitoring the infrastructure, archiving events, and analyzing historical information to identify trends and prevent performance problems before they occur.
C. Discovering the infrastructure, monitoring it, and automating business process.
D. Monitoring the IT Infrastructure, consolidating events, and presenting comprehensive status information on a "single pane of glass".
Answer: D

NEW QUESTION: 4
Which of the following choice is NOT normally part of the questions that would be asked in regards to an organization's information security policy?
A. Who is responsible for monitoring compliance to the organization's security policy?
B. Who is involved in establishing the security policy?
C. Where is the organization's security policy defined?
D. What are the actions that need to be performed in case of a disaster?
Answer: D
Explanation:
Actions to be performed in case of a disaster are not normally part of an
information security policy but part of a Disaster Recovery Plan (DRP).
Only personnel implicated in the plan should have a copy of the Disaster Recovery Plan
whereas everyone should be aware of the contents of the organization's information
security policy.
Source: ALLEN, Julia H., The CERT Guide to System and Network Security Practices,
Addison-Wesley, 2001, Appendix B, Practice-Level Policy Considerations (page 398).


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