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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
An IT manager is working with a project manager to implement a new ERP system capable of transacting data between the new ERP system and the legacy system. As part of this process, both parties must agree to the controls utilized to secure data connections between the two enterprise systems. This is commonly documented in which of the following formal documents?
A. Operating Level Agreement
B. Information System Security Agreement
C. Interconnection Security Agreement
D. Interoperability Agreement
E. Memorandum of Understanding
Answer: C
Explanation:
An interconnection security agreement (ISA) is a security document that derails the requirements for establishing, maintaining, and operating an interconnection between systems or networks. It specifies the requirements for connecting the systems and networks and details what security controls are co be used to protect the systems and sensitive data.
Incorrect Answers:
A: A memorandum of understanding (MOU) documents conditions and applied terms for outsourcing partner organizations that must share data and information resources. It must be signed by a re presentative from each organization that has the legal authority to sign and are typically secured, as they are considered confidential.
B: There is no Information System Security Agreement,
D: An interoperability agreement with third parties or outsource services is a technical or legal agreement.
These include service level agreements (SLAs), business partner agreements (BPAs), etc.
E: An operating level agreement (O LA) defines the responsibilities of each partner's internal support group and what group and resources are used to meet the specified goal. It is used in conjunction with service level agreements (SLAs).
References:
Gregg, Michael, and Billy Haines, CASP CompTIA Advanced Security Practitioner Study Guide, John
Wiley & Sons, Indianapolis, 2012, pp. 237, 238

NEW QUESTION: 2
HOTSPOT




Answer:
Explanation:


NEW QUESTION: 3
ソフトウェア開発のどの時点で、ユーザー受け入れテスト計画を作成する必要がありますか?
A. フィージビリティスタディ
B. 本番環境への移行
C. 実装計画
D. 要件の定義
Answer: D


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