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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Which of the following statements regarding the use of external contracted services by the chief audit executive (CAE) is false?
A. The external expert could have a prior relationship with the audit client.
B. The audit report should not disclose the use of contracted services.
C. The CAE's responsibility is not impaired by engaging an external expert.
D. The expert should be directed by the objectives and scope of work.
Answer: B

NEW QUESTION: 2
HOTSPOT

Answer Area

Answer:
Explanation:


NEW QUESTION: 3
What should staff development requirements be identified against?
A. migration site details
B. implementation risks
C. third-party business processes
D. business initiatives, goal, and technical activities required to support network infrastructure solution
Answer: D

NEW QUESTION: 4
The Dog class and the Cat class inherit from the Animal class. The Animal class includes a breathe() method and a speak() method. If the speak() method is called from an object of type Dog, the result is a bark. If the speak() method is called from an object of type Cat, the result is a meow.
Which term is used to describe this object-oriented concept?
A. multiple inheritance
B. encapsulation
C. data hiding
D. polymorphism
Answer: D
Explanation:
Explanation/Reference:
Polymorphism is often referred to as the third pillar of object-oriented programming, after encapsulation and inheritance. Polymorphism is a Greek word that means "many-shaped" and it has two distinct aspects:
* At run time, objects of a derived class may be treated as objects of a base class in places such as method parameters and collections or arrays. When this occurs, the object's declared type is no longer identical to its run-time type.
* Base classes may define and implement virtual methods, and derived classes can override them, which means they provide their own definition and implementation. At run-time, when client code calls the method, the CLR looks up the run-time type of the object, and invokes that override of the virtual method.
Thus in your source code you can call a method on a base class, and cause a derived class's version of the method to be executed.


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