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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A company has an application that servers clients that are deployed in more than 20,000 retail storefront locations around the world. The application consists of backend web services that are exposed over HTTPS on port 443. The application is hosted on Amazon EC2 instance behind an Application Load balancer (ALB). The retail locations communicate with the web applications over the public internet. The company allows each retail location to register the IP address that the retail location has been allocated by its local ISP.
The company's security team recommends to increase the security of the application endpoint by restricting access to only the IP addresses registered by the retail locations.
What should a solutions architect do to meet these requirements?
A. Deploy AWS Firewall Manager to manage the ALB. Configure firewall rules to restrict traffic to the ALB. Modify the firewall rules to include the registered IP addresses.
B. Store the IP addresses in an Amazon DynamicDB table. Configure an AWS Lambda authorization function on the ALB to validate that incoming requests are from the registered IP addresses.
C. Configure the network ACL on the subnet that contains the public interface of the ALB. Update the ingress rules on the network ACL with entries for each of the registered IP addresses.
D. Associate an AWS WAF web ACL with the ALB. Use IP rule sets on the ALB to filter traffic. Update the IP addresses in the rule to include the registered IP addresses.
Answer: B

NEW QUESTION: 2
The client entered a miscellaneous receipt by mistake; it was posted to General Ledger.
Now the miscellaneous receipt needs to be reversed. Which method would you advise the client to use?
A. Create an adjustment in receivables for the reversal of the effect of the miscellaneous receipt.
B. Carry out a standard reversal of the miscellaneous receipt.
C. Carry out a debit memo reversal of the miscellaneous receipt.
D. Create a journal entry in General Ledger to reverse the accounting impact created by the posting of the miscellaneous receipt.
E. Create a receivable activity adjustment for the reversal of the miscellaneous receipt.
Answer: C
Explanation:
http://download.oracle.com/docs/cd/A60725_05/html/comnls/us/ar/recpts13.htm

NEW QUESTION: 3
Choose two examples where you would leverage the Aviatrix Controller's S2C (Site-2-Cloud) workflow?
(Choose 2)
A. Connect several telecommuting employees to cloud resources based on their geographic location
B. Connect your branch office to the cloud resources
C. Connect a partner directly to a VPC/VNET hosting your application
D. Connect two branch offices directly to each other
Answer: B,C

NEW QUESTION: 4
What type of software component is the storage agent?
A. It is an API to IBM Tivoli Storage Manager V6.2.
B. It is an additional software product from IBM Storage Systems.
C. It is similar to a TSM server without the database and recovery logs.
D. It is an API to the Backup-Archive client.
Answer: C


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