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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
An employee has accidentally posted confidential data to the company's social media page. Which of the following is the BEST control to prevent this from recurring?
A. Perform periodic audits of social media updates.
B. Establish two-factor access control for social media accounts.
C. Require all updates to be made by the marketing director.
D. Implement a moderator approval process.
Answer: D

NEW QUESTION: 2
What does a 'risk management strategy' describe?
A. Risk management policies that will be implemented throughout an organization
B. Processes required to improve risk management within an organization
C. Series of steps needed to implement risk management
D. Specific risk management practices that will be performed within an activity
Answer: D

NEW QUESTION: 3
Which of the following options can be configured in General Settings?
Select all that apply.
Response:
A. Stack ranking employees on competency sections
B. Route Map
C. Permission to enable/disable buttons visible on a performance form to end-users
D. Rating Scale
Answer: A,B,C,D

NEW QUESTION: 4

A. Option B
B. Option D
C. Option C
D. Option A
Answer: B,D
Explanation:



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