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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Which two of the following statements about purchasing online are true?
A. its more difficult to return goods purchased online then goods bought in the shop.
B. on line purchases are free of customs duties.
C. the supplier covers the cost of returning goods.
D. the consmer rights of the suppliers country apply
Answer: A,D

NEW QUESTION: 2
To reference existing ASM files, you need to use a fully qualified ASM filename. Your development database has a disk group named DG2A, the database name is DEV19, and the ASM file that you want to reference is a datafile for the USERS02 tablespace.
Which of the following is a valid ASM filename for this ASM file?
A. +DG2A.701.2
B. +DG2A/dev19/users02/datafile.701.2
C. +DG2A/datafile/dev19.users.02.701.2
D. dev19/+DG2A/datafile/users02.701.2
E. +DG2A/dev19/datafile/users02.701.2
Answer: E
Explanation:
Explanation/Reference:
Explanation:
Fully Qualified File Name Form (link)
A fully qualified file name has the following form:
+diskgroup/dbname/filetype/filetypetag.file.incarnation
Where:
+diskgroup is the disk group name preceded by a plus sign. You can think of the plus sign (+) as the root directory of the Oracle ASM file system, similar to the slash (/) on UNIX or Linux computers.
dbname is the DB_UNIQUE_NAME of the database to which the file belongs.
filetype is the Oracle file type and can be one of the file types shown in Table 7-3.
filetypetag is type-specific information about the file and can be one of the tags shown in Table 7-3.
file.incarnation is the file/incarnation pair, used to ensure uniqueness.
For example,
filetype = 'DATAFILE', Data files and data file copies
filetypetag = 'tblspname', Name of the tablespace into which the file is added

NEW QUESTION: 3
Deals transacted directly or via a broker prior to 5:00 am Sydney time on Monday morning:
A. cannot be entered into without the approval of the local regulator
B. are not considered to have been done in normal conditions or normal market hours
C. must be approved by senior management before confirmation
D. are invalid
Answer: B

NEW QUESTION: 4
While investigating beaconing Malware, an analyst can narrow the search quickly by using which of the
following watchlists in the McAfee SIEM?
A. MTIE Suspicious and Malicious
B. GTI Suspicious and Malicious
C. TSI Suspicious and Malicious
D. MTI Suspicious and Malicious
Answer: B


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