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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A company has client computers that run Windows 8.1.
Users can run applications that have been downloaded from the Internet only with administrator approval.
You need to ensure that users can run downloaded applications without administrator approval.
What should you do?
A. Set the User Account Control (UAC) settings to Never notify.
B. Set the Internet zone security level to Medium.
C. Set the Internet zone privacy level to Low.
D. Turn off Windows SmartScreen.
Answer: D
Explanation:
http://www.howtogeek.com/75356/how-to-turn-off-or-disable-thesmartscreen-filter-in-windows-8/

Further Information:
The Privacy Level has no relation to running downloaded applications:

The Security Level is no much help either:

And the UAC does not distinguish if an application is downloaded or not. For more details about UAC levels see this article:
http://www.eightforums.com/tutorials/5509-user-account-control-uac-change-settingswindows-8-a.html How to Change User Account Control (UAC) Settings in Windows 8 and 8.1


NEW QUESTION: 2
Which of the following is NOT true for risk management capability maturity level 1?
A. Risk management skills exist on an ad hoc basis, but are not actively developed
B. There is an understanding that risk is important and needs to be managed, but it is viewed as a technical issue and the business primarily considers the downside of IT risk
C. Risk appetite and tolerance are applied only during episodic risk assessments
D. Decisions involving risk lack credible information
E. Explanation:
The enterprise with risk management capability maturity level 0 makes decisions without having
much knowledge about the risk credible information. In level 1, enterprise takes decisions on the
basis of risk credible information.
Answer: D
Explanation:
C, and D are incorrect.
An enterprise's risk management capability maturity level is 1 when:
There is an understanding that risk is important and needs to be managed, but it is viewed as a
technical issue and the business primarily considers the downside of IT risk.
Any risk identification criteria vary widely across the enterprise.
Risk appetite and tolerance are applied only during episodic risk assessments.
Enterprise risk policies and standards are incomplete and/or reflect only external requirements and
lack defensible rationale and enforcement mechanisms.
Risk management skills exist on an ad hoc basis, but are not actively developed.
Ad hoc inventories of controls that are unrelated to risk are dispersed across desktop applications.

NEW QUESTION: 3
Microsoft 365 Enterprise E5サブスクリプションがあります。
Windows Defender Advanced Threat Protection(Windows Defender ATP)を使用します。 Microsoft Office 365攻撃シミュレーターを使用する予定です。
攻撃シミュレーターを実行するための前提条件は何ですか?
A. 多要素認証(MFA)を有効にします
B. Office 365 Threat IntelligenceとWindows Defender ATPを統合する
C. Office 365にアクセスするための条件付きアクセスアプリ制御ポリシーを作成する
D. Advanced Threat Protection(ATP)を設定します
Answer: A
Explanation:
参照:
https://docs.microsoft.com/en-us/office365/securitycompliance/attack-simulator


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