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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Overview
Application Overview
Contoso, Ltd., is the developer of an enterprise resource planning (ERP) application.
Contoso is designing a new version of the ERP application. The previous version of the ERP application used SQL Server 2008 R2.
The new version will use SQL Server 2014.
The ERP application relies on an import process to load supplier data. The import process updates thousands of rows simultaneously, requires exclusive access to the database, and runs daily.
You receive several support calls reporting unexpected behavior in the ERP application. After analyzing the calls, you conclude that users made changes directly to the tables in the database.
Tables
The current database schema contains a table named OrderDetails.
The OrderDetails table contains information about the items sold for each purchase order. OrderDetails stores the product ID, quantities, and discounts applied to each product in a purchase order.
The product price is stored in a table named Products. The Products table was defined by using the SQL_Latin1_General_CP1_CI_AS collation.
A column named ProductName was created by using the varchar data type. The database contains a table named Orders.
Orders contains all of the purchase orders from the last 12 months. Purchase orders that are older than 12 months are stored in a table named OrdersOld.
The previous version of the ERP application relied on table-level security.
Stored Procedures
The current version of the database contains stored procedures that change two tables. The following shows the relevant portions of the two stored procedures:

Customer Problems
Installation Issues
The current version of the ERP application requires that several SQL Server logins be set up to function correctly. Most customers set up the ERP application in multiple locations and must create logins multiple times.
Index Fragmentation Issues
Customers discover that clustered indexes often are fragmented. To resolve this issue, the customers defragment the indexes more frequently. All of the tables affected by fragmentation have the following columns that are used as the clustered index key:

Backup Issues
Customers who have large amounts of historical purchase order data report that backup time is unacceptable.
Search Issues
Users report that when they search product names, the search results exclude product names that contain accents, unless the search string includes the accent.
Missing Data Issues
Customers report that when they make a price change in the Products table, they cannot retrieve the price that the item was sold for in previous orders.
Query Performance Issues
Customers report that query performance degrades very quickly. Additionally, the customers report that users cannot run queries when SQL Server runs maintenance tasks. Import Issues During the monthly import process, database administrators receive many supports call from users who report that they cannot access the supplier data. The database administrators want to reduce the amount of time required to import the data.
Design Requirements
File Storage Requirements
The ERP database stores scanned documents that are larger than 2 MB. These files must only be accessed through the ERP application. File access must have the best possible read and write performance.
Data Recovery Requirements
If the import process fails, the database must be returned to its prior state immediately.
Security Requirements
You must provide users with the ability to execute functions within the ERP application, without having direct access to the underlying tables.
Concurrency Requirements
You must reduce the likelihood of deadlocks occurring when Sales.Prod and Sales.Proc2 execute.
You need to recommend a solution that addresses the installation issues.
What should you include in the recommendation?
A. Contained users
B. Database roles
C. Server roles
D. Windows logins
Answer: A
Explanation:
Explanation
- Scenario: Installation Issues The current version of the ERP application requires that several SQL Server logins be set up to function correctly. Most customers set up the ERP application in multiple locations and must create logins multiple times.
- Creating contained users enables the user to connect directly to the contained database. This is a very significant feature in high availability and disaster recovery scenarios such as in an AlwaysOn solution. If the users are contained users, in case of failover, people would be able to connect to the secondary without creating logins on the instance hosting the secondary. This provides an immediate benefit.

NEW QUESTION: 2
An engineer needs to configure network port partitions for four networks that will be used on the server.
- Partition 1 - Management network
- Partition 2 - VM Live Migration network
- Partition 3 - Production VM network
- Partition 4 - Development VM network
The engineer needs to make sure the following conditions are met:
- Management and Live Migration networks do NOT exceed 1Gb
- Production VM network can use 10Gb but is guaranteed 5Gb during heavy use
- Development VM network has maximum bandwidth capability when NOT in use by the other networks Which network port partition bandwidth settings should the engineer set?
A. Partition 1 Partition 2 Partition 3 Partition 4 Relative Bandwidth Weight 0094Maximum Bandwidth1153
B. Partition 1 Partition 2 Partition 3 Partition 4 Relative Bandwidth Weight 009040Maximum Bandwidth1010100100
C. Partition 1 Partition 2 Partition 3 Partition 4 Relative Bandwidth Weight 1010 50 30 Maximum Bandwidth 1010 100 100
D. Partition 1 Partition 2 Partition 3 Partition 4 Relative Bandwidth Weight 1153Maximum Bandwidth111010
Answer: A

NEW QUESTION: 3
Which of the following elements is NOT included in a Public Key Infrastructure (PKI)?
A. Timestamping
B. Internet Key Exchange (IKE)
C. Repository
D. Certificate revocation
Answer: B
Explanation:
Explanation/Reference:
Explanation:
Internet Key Exchange (IKE) is not included in a Public Key Infrastructure (PKI). IKE is a key management protocol used in IPSec.
A PKI may be made up of the following entities and functions:
Certification authority

Registration authority

Certificate repository

Certificate revocation system

Key backup and recovery system

Automatic key update

Management of key histories

Timestamping

Client-side software

Incorrect Answers:
A: Timestamping is included in a Public Key Infrastructure (PKI).
B: Repository (certificate repository) is included in a Public Key Infrastructure (PKI).
C: Certificate revocation is included in a Public Key Infrastructure (PKI).
References:
Harris, Shon, All In One CISSP Exam Guide, 6th Edition, McGraw-Hill, 2013, p. 839

NEW QUESTION: 4
You are trying to determine the original default specification of an HP workstation. Where would you find this information?
A. BIOS
B. product number
C. asset tag
D. serial number
Answer: B


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