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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A top-down approach to the development of operational policies will help ensure:
A. that they are consistent across the organization.
B. that they are implemented as a part of risk assessment.
C. that they are reviewed periodically.
D. compliance with all policies.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Deriving lower level policies from corporate policies {a top-down approach) aids in ensuring consistency across the organization and consistency with other policies. The bottom-up approach to the development of operational policies is derived as a result of risk assessment. A top-down approach of itself does not ensure compliance and development does not ensure that policies are reviewed.

NEW QUESTION: 2
A user states that their workstation is showing limited or no connectivity and they are unable to access any network shares. The technician verifies that the workstation is configured correctly. They also replace the Ethernet cable from the workstation to the wall port. Which of the following tools should the technician use NEXT in order to continue troubleshooting this issue?
A. Time domain reflectometer
B. Multimeter
C. Toner probe
D. Loopback plug
Answer: D

NEW QUESTION: 3
What is the infrastructure of the data center? (Multiple choice)
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NEW QUESTION: 4
How can Cheryl be sure that her Recent Contacts has the most up-to-date information?
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C. She should select to synchronize Recent Contacts with her server's directory on the replication page
D. She must manually update the entry in Recent Contacts
Answer: A


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