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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A security policy is an overall general statement produced by senior management that dictates what role security plays within the organization. What are the different types of policies? Each correct answer represents a complete solution. Choose all that apply.
A. Informative
B. Systematic
C. Regulatory
D. Advisory
Answer: A,C,D
Explanation:
Explanation/Reference:
Explanation: Following are the different types of policies: Regulatory: This type of policy ensures that the organization is following standards set by specific industry regulations. This policy type is very detailed and specific to a type of industry. This is used in financial institutions, health care facilities, public utilities, and other government-regulated industries, e.g., TRAI. Advisory: This type of policy strongly advises employees regarding which types of behaviors and activities should and should not take place within the organization. It also outlines possible ramifications if employees do not comply with the established behaviors and activities. This policy type can be used, for example, to describe how to handle medical information, handle financial transactions, or process confidential information. Informative: This type of policy informs employees of certain topics. It is not an enforceable policy, but rather one to teach individuals about specific issues relevant to the company. It could explain how the company interacts with partners, the company's goals and mission, and a general reporting structure in different situations.
AnswerB is incorrect. No such type of policy exists.

NEW QUESTION: 2
During a routine health screening, the nurse should talk to the parents of a 1-year-old child
about which of the following?
A. appropriate nutrition now that the child has been weaned from breast-feeding
B. toilet training
C. how to purchase appropriate shoes now that the child is walking
D. the potential hazards of accidents
Answer: D
Explanation:
Accidents are the primary source of injury in children and can be life threatening. Appropriate nutrition should have been discussed during the weaning process and while the purchase of appropriate shoes is important, it is not life threatening. One year of age is too early to discuss toilet training.Health Promotion and Maintenance

NEW QUESTION: 3
The Telecommunications Security Domain of information security is also concerned with the prevention and detection of the misuse or abuse of systems, which poses a threat to the tenets of:
A. Confidentiality, Integrity, and Entity (C.I.E.).
B. Confidentiality, Integrity, and Authenticity (C.I.A.).
C. Confidentiality, Integrity, and Availability (I.A.).
D. Confidentiality, Integrity, and Liability (C.I.L.).
Answer: C
Explanation:
The CIA acronym stands for Confidentiality, Integrity and Availability.
"Confidentiality, Integrity and Entity (CIE)" is incorrect. "Entity" is not part of the telecommunications domain definition.
"Confidentiality, Integrity and Authenticity (CIA)" is incorrect. While authenticity is included in the telecommunications domain, CIA is the acronym for confidentiality, integrity and availability.
"Confidentiality, Integrity, and Liability (CIL)" is incorrect. Liability is not part of the telecommunications domain definition.
References:
CBK, pp. 407 - 408


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