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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
インシデント処理手順を開発する際にITサービスディスクの役割を考慮する最も重要な理由は次のうちどれですか?
A. サービスデスクは、セキュリティインシデントを識別するためのソースを提供します。
B. サービスデスクは、ユーザーに基づいてシステムの回復を優先するための情報を提供します。
C. トレーニングを受けていないサービスデスク担当者がセキュリティインシデントの原因である可能性があります。
D. サービスデスクの担当者は、一般的なシステムの問題を解決する方法に関する情報を持っています。
Answer: A

NEW QUESTION: 2
Your database contains a table named Purchases. The table includes a DATETIME column named PurchaseTime that stores the date and time each purchase is made. There is a non-clustered index on the PurchaseTime column. The business team wants a report that displays the total number of purchases made on the current day. You need to write a query that will return the correct results in the most efficient manner.
Which Transact-SQL query should you use?
A. SELECT COUNT(*)FROM PurchasesWHERE PurchaseTime = CONVERT(DATE, GETDATE())
B. SELECT COUNT(*)FROM PurchasesWHERE PurchaseTime = GETDATE()
C. SELECT COUNT(*)FROM PurchasesWHERE CONVERT(VARCHAR, PurchaseTime, 112) = CONVERT(VARCHAR, GETDATE(), 112)
D. SELECT COUNT(*)FROM PurchasesWHERE PurchaseTime >= CONVERT(DATE,
GETDATE())AND PurchaseTime < DATEADD(DAY, 1, CONVERT(DATE, GETDATE()))
Answer: D

NEW QUESTION: 3
Which of the following would normally be the MOST reliable evidence for an auditor?
A. Trend data obtained from World Wide Web (Internet) sources
B. A confirmation letter received from a third party verifying an account balance
C. Assurance from line management that an application is working as designed
D. Ratio analysts developed by the IS auditor from reports supplied by line management
Answer: B
Explanation:
Evidence obtained from independent third parties almost always is considered to be the most reliable. Choices B, C and D would not be considered as reliable.


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