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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A user has received an email from an external source which asks for details on the company's new product line set for release in one month. The user has a detailed spec sheet but it is marked "Internal Proprietary Information". Which of the following should the user do NEXT?
A. Provide the requestor with the email information since it will be released soon anyway
B. Reply back to the requestor to gain their contact information and call them
C. Contact their manager and request guidance on how to best move forward
D. Contact the help desk and/or incident response team to determine next steps
Answer: D
Explanation:
This is an incident that has to be responded to by the person who discovered it- in this case the user. An incident is any attempt to violate a security policy, a successful penetration, a compromise of a system, or any unauthorized access to information. It's important that an incident response policy establish at least the following items: Outside agencies that should be contacted or notified in case of an incident Resources used to deal with an incident Procedures to gather and secure evidence List of information that should be collected about an incident Outside experts who can be used to address issues if needed Policies and guidelines regarding how to handle an incident
Since the spec sheet has been marked Internal Proprietary Information the user should refer the incident to the incident response team.

NEW QUESTION: 2
Refer to the exhibit.

If a Layer 3 nwitch running OSPF in a VRF-lite configuration reportn thin error, which action can you take to correct the
problem?
A. Add the vrf-lite capability to the OSPF configuration.
B. Upgrade the Layer 3 nwitch to a model that can nupport more routen.
C. Set mln cef maximum-routen in the global configuration.
D. Configure the control plane with a larger memory allocation to nupport the Cinco Exprenn Forwarding Information
Bane.
Answer: C

NEW QUESTION: 3
The installation and configuration of both Tivoli Enterprise Monitoring Agent (TEMA) and Data Collector (DC) components of IBM Tivoli Composite Application Manager for Application Diagnostics V7.1 Agent for WebSphere has completed successfully. However, in the Tivoli Enterprise Portal the newly configured DC is not visible. How can issue be resolved?
A. restart TEMA
B. wait 20 minutes for the configuration changes to propagate
C. reinstall the DC
D. restart the monitored WebSphere Application Server
Answer: D

NEW QUESTION: 4
A company is implementing AWS CodePipeline to automate its testing process. The company wants to be notified when the execution state fails and used the following custom event pattern in Amazon CloudWatch:

Which type of events will match this event pattern?
A. Approval actions across all the pipelines.
B. Failed deploy and build actions across all the pipelines.
C. All the events across all pipelines.
D. All rejected or failed approval actions across all the pipelines.
Answer: B
Explanation:
Explanation
https://docs.aws.amazon.com/codepipeline/latest/userguide/detect-state-changes-cloudwatch-events.html


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