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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Section B (2 Mark)
A hedge fund manager purchases 10 convertible bonds with a par value of $1,000, a coupon of 7.5%, and a market price of $900. The conversion ratio for the bonds is 20. The conversion ratio is based on the current price of the underlying stock, $45, and the current price of the convertible bond. The delta, or hedge ratio, for the bonds is 0.4.
Therefore, to hedge the equity exposure in the convertible bond, the hedge fund manager must short the following shares of underlying stock:
A. 0
B. 1
C. 2
D. 3
Answer: A

NEW QUESTION: 2
Contoso, Ltd. plans to use Office 365 for email services and Skype for Business Online. Contoso has four unique domain names.
You need to migrate domain names to Office 365.
Which two domain names should you migrate? Each correct answer presents part of the solution.
A. contoso.co
B. contoso
C. contoso.us
D. contoso.local
Answer: A,C

NEW QUESTION: 3
Sie haben einen Arbeitsgruppencomputer mit dem Namen Computer1, auf dem Windows 10 ausgeführt wird und dessen Benutzer in der folgenden Tabelle aufgeführt sind.

Die Benutzerkontensteuerung (User Account Control, UAC) auf Computer1 ist wie in der folgenden Abbildung gezeigt konfiguriert.

Wählen Sie für jede der folgenden Anweisungen Ja aus, wenn die Anweisung wahr ist. Andernfalls wählen Sie Nein.
HINWEIS: Jede richtige Auswahl ist einen Punkt wert.

Answer:
Explanation:

Explanation

Box 1: Yes
User Account Control: Behavior of the elevation prompt for administrators in Admin Approval Mode is set to Prompt for consent When an operation requires elevation of privilege, the user is prompted to select either Permit or Deny. If the user selects Permit, the operation continues with the user's highest available privilege.
Box 2: Yes
User1 is a member of Administrators group.
User Account Control: Behavior of the elevation prompt for administrators in Admin Approval Mode is set to Prompt for consent When an operation requires elevation of privilege, the user is prompted to select either Permit or Deny. If the user selects Permit, the operation continues with the user's highest available privilege.
Box 3: Yes
User Account Control: Behavior of the elevation prompt for standard users is set to Prompt for credentials (Default) When an operation requires elevation of privilege, the user is prompted to enter an administrative user name and password. If the user enters valid credentials, the operation continues with the applicable privilege.
References:
https://docs.microsoft.com/en-us/windows/security/identity-protection/user-account-control/user-account-contro

NEW QUESTION: 4
Which of the following reports provide the best view into how often an analytic policy has alerted over time, which specific metrics have fired, and by how much the observations exceed the tolerance around the forecasted values?
A. Service Performance Report
B. Performance Investigation Reports
C. Service Incident Report
D. Event Reports
E. Service Level Objective Reports
Answer: E


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