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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A Windows Communication Foundation (WCF) solution exposes the following service over a TCP binding. (Line numbers are included for reference only.)

MessageDatabase supports a limited number of concurrent executions of its methods.
You need to change the service to allow up to the maximum number of executions of the methods of MessageDatabase. This should be implemented without preventing customers from connecting to the service.
What should you do?
A. Change the service behavior as follows.
<ServiceBehavior(ConcurrencyMode:=ConcurrencyMode.Multiple, InstanceContextMode:=InstanceContextMode.Single)>
B. Add a throttling behavior to the service, and configure the maxConcurrentSessions.
C. Change the service behavior as follows. <ServiceBehavior(ConcurrencyMode:=ConcurrencyMode.Single, InstanceContextMode:=InstanceContextMode.PerSession)>
D. Add a throttling behavior to the service, and configure the maxConcurrentCalls.
Answer: D

NEW QUESTION: 2
In which two ways can you prevent recursive routing in a tunneled environment? (Choose two)
A. configure GRE keepalives on the tunnel interface.
B. Configure routes through the tunnel with a lower metric than other routes.
C. Enable QoS on the link.
D. Configure route filtering to prevent the tunnel endpoints from learning each other through the tunnel.
E. Configure routes through the tunnel with a higher metric than other routes.
Answer: A,D

NEW QUESTION: 3
An auditor assesses the database environment before beginning the audit. This includes various key tasks that should be performed by an auditor to identify and prioritize the users, data, activities, and applications to be monitored.
Which of the following tasks need to be performed by the auditor manually?
A. Archiving, analyzing, reviewing, and reporting of audit information
B. Classifying data risk within the database systems
C. Monitoring data changes and modifications to the database structure, permission and user changes, and data viewing activities
D. Analyzing access authority
Answer: B,D
Explanation:
Explanation/Reference:
Explanation:
The Internal Audit Association lists the following as key components of a database audit:
Create an inventory of all database systems and use classifications. This should include production and test data. Keep it up-to-date.
Classify data risk within the database systems. Monitoring should be prioritized for high, medium, and low risk data.
Implement an access request process that requires database owners to authorize the "roles" granted to database accounts (roles as in Role Based Access and not the native database roles).
Analyze access authority. Users with higher degrees of access permission should be under higher scrutiny, and any account for which access has been suspended should be monitored to ensure access is denied, attempts are identified.
Assess application coverage. Determine what applications have built-in controls, and prioritize database auditing accordingly. All privileged user access must have audit priority. Legacy and custom applications are the next highest priority to consider, followed by the packaged applications.
Ensure technical safeguards. Make sure access controls are set properly.
Audit the activities. Monitor data changes and modifications to the database structure, permission and user changes, and data viewing activities. Consider using network-based database activity monitoring appliances instead of native database audit trails.
Archive, analyze, review, and report audit information. Reports to auditors and IT managers must communicate relevant audit information, which can be analyzed and reviewed to determine if corrective action is required. Organizations that must retain audit data for long-term use should archive this information with the ability to retrieve relevant data when needed.
The first five steps listed are to be performed by the auditor manually.
Answers B, D are incorrect. These tasks are best achieved by using an automated solution.

NEW QUESTION: 4
Which two items are required to enable NPIV in a virtual machine? (Choose two.)
A. use of physical RDMs
B. use of virtual disks
C. physical HBA support
D. hardware version 11 or higher
Answer: A,C
Explanation:
Explanation/Reference:
Explanation:
NPIV support is subject to the following limitations:
NPIV must be enabled on the SAN switch. Contact the switch vendor for information about enabling
■ NPIV on their devices.
NPIV is supported only for virtual machines with RDM disks. Virtual machines with regular virtual
■ disks continue to use the WWNs of the host's physical HBAs.
The physical HBAs on the ESXi host must have access to a LUN using its WWNs in order for any virtual machines on that host to have access to that LUN using their NPIV WWNs. Ensure that access
■ is provided to both the host and the virtual machines.
The physical HBAs on the ESXi host must support NPIV. If the physical HBAs do not support NPIV, the virtual machines running on that host will fall back to using the WWNs of the host's physical HBAs
■ for LUN access.
Each virtual machine can have up to 4 virtual ports. NPIV-enabled virtual machines are assigned exactly 4 NPIV-related WWNs, which are used to communicate with physical HBAs through virtual
■ ports. Therefore, virtual machines can utilize up to 4 physical HBAs for NPIV purposes Reference: https://pubs.vmware.com/vsphere-4-esx-vcenter/index.jsp?topic=/ com.vmware.vsphere.vmadmin.doc_41/vsp_vm_guide/configuring_virtual_machines/ t_configure_fibre_channel_npiv_settings.html


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