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NEW QUESTION: 1
DRAG DROP

Answer:
Explanation:

NEW QUESTION: 2
A "notice filing" refers to
A. notification to the public by the issuer or its underwriters that the issue is being sold on an "all or
nothing" basis.
B. a document that the issuer must file with the SEC informing the SEC that the firm has applied to the
state for registration of its new security.
C. the right of an issuer to run tombstone ads in the newspapers and other publications upon filing a
registration application with the state Administrator.
D. the filing by a federal covered investment adviser of forms already filed with the SEC along with a
consent to service of process with the state Administrator.
Answer: D
Explanation:
A "notice filing" refers to the filing by a federal covered investment adviser of forms filed with
the SEC along with a consent to service of process with the state Administrator. The notice filing must be
accompanied by the requisite state filing fee as well.

NEW QUESTION: 3
HOTSPOT
For each of the following statements, select Yes if the statement is true. Otherwise, select No. Each correct selection is worth one point.
Hot Area:

Answer:
Explanation:

Explanation/Reference:
Explanation:
Biometric devices, such as finger scanners consist of a reader or scanning device, Software that converts the scanned information into digital form and compares match points, and a database that stores the biometric data for comparison. To prevent identity theft, biometric data is usually encrypted when it is gathered.

NEW QUESTION: 4
What are the two methodologies that are followed within an OBIEE implementation?
A. Start with a small model and then enhance the repository
B. Use an iterative approach
C. Do not use prototypes
D. Start with a big repository and trim it down with the requirements
Answer: A,B
Explanation:
Explanation

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