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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
An organization has decided to reduce labor costs by outsourcing back office processing of credit applications to a provider located in another country. Data sovereignty and privacy concerns raised by the security team resulted in the third-party provider only accessing and processing the data via remote desktop sessions. To facilitate communications and improve productivity, staff at the third party has been provided with corporate email accounts that are only accessible via the remote desktop sessions. Email forwarding is blocked and staff at the third party can only communicate with staff within the organization. Which of the following additional controls should be implemented to prevent data loss? (Select THREE).
A. Session recording and capture
B. Implement hashing of data in transit
C. Source IP whitelisting
D. Monitor approved credit accounts
E. User access audit reviews
F. Disable cross session cut and paste
Answer: C,E,F
Explanation:
Explanation
Data sovereignty is a legal concern where the data is governed by the laws of the country in which the data resides. In this scenario the company does not want the data to fall under the law of the country of the organization to whom back office process has be outsourced to. Therefore we must ensure that data can only be accessed on local servers and no copies are held on computers of the outsource partner. It is important therefore to prevent cut and paste operations.
Privacy concerns can be addressed by ensuring the unauthorized users do not have access to the data. This can be accomplished though user access auditing, which needs to be reviewed on an ongoing basis; and source IP whitelisting, which is a list of IP addresses that are explicitly allowed access to the system.

NEW QUESTION: 2
Examine the Process below:

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A. The Error will cause the Process to terminate
B. The Error will be recovered in the Recover2 Stage
C. The Process will continue to the Resume 1 Stage
D. The Error will cause the Process to jump to the End Stage
Answer: A

NEW QUESTION: 3
What best describes the semantics modeled by the exhibit?

A. The Invoicer has a complex connector that connects the Generate Invoice interface with the Order interface.
B. This is an illegal diagram.
C. The Order Entity component is part of the internals of the Invoicer component.
D. The Invoicer has a complex port that provides the interface Generate Invoice and requires the interface Order.
Answer: D

NEW QUESTION: 4
Which is the correct type attribute for a structural block?
A. core/text
B. core/block
C. core/text_list
D. core/html_wrapper
Answer: C


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