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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

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NEW QUESTION: 1
What purpose can the ISO/IEC 20000 standard serve?
A. It helps to decide on the requirements that need to be verified within the scope of a supply agreement.
B. It provides Key Performance Indicators (KPIs) upon which service performance can be assessed.
C. It provides a guideline for the Quality Management measures that must be taken in an organization to implement a quality policy.
D. It provides a yardstick for the design of a total Quality Management System.
Answer: C

NEW QUESTION: 2
A customer has an SMB file directory with 375 TB of data on the primary cluster with a protection level of N
+ 3:1. They want to replicate this directory to the secondary cluster. The customer would like information about the possibility of setting protection levels on the target cluster.
What information can be provided to the customer about the protection level for the target directory?
A. Configured separately on the target cluster and does not need to match the source
B. Controlled by SyncIQ and can be altered by the CLI
C. Configured separately on the target cluster and must match the source
D. Controlled by SyncIQ and cannot be altered
Answer: A

NEW QUESTION: 3
Which security model introduces access to objects only through programs?
A. The Biba model
B. The Clark-Wilson model
C. The Bell-LaPadula model
D. The information flow model
Answer: B
Explanation:
In the Clark-Wilson model, the subject no longer has direct access to objects but instead must access them through programs (well -formed transactions).
The Clark-Wilson integrity model provides a foundation for specifying and analyzing an integrity
policy for a computing system.
The model is primarily concerned with formalizing the notion of information integrity. Information
integrity is maintained by preventing corruption of data items in a system due to either error or
malicious intent. An integrity policy describes how the data items in the system should be kept
valid from one state of the system to the next and specifies the capabilities of various principals in
the system. The model defines enforcement rules and certification rules.
Clark-Wilson is more clearly applicable to business and industry processes in which the integrity
of the information content is paramount at any level of classification.
Integrity goals of Clark-Wilson model:
Prevent unauthorized users from making modification (Only this one is addressed by the Biba
model).
Separation of duties prevents authorized users from making improper modifications.
Well formed transactions: maintain internal and external consistency i.e. it is a series of operations
that are carried out to transfer the data from one consistent state to the other.
The following are incorrect answers:
The Biba model is incorrect. The Biba model is concerned with integrity and controls access to
objects based on a comparison of the security level of the subject to that of the object.
The Bell-LaPdaula model is incorrect. The Bell-LaPaula model is concerned with confidentiality
and controls access to objects based on a comparison of the clearence level of the subject to the
classification level of the object.
The information flow model is incorrect. The information flow model uses a lattice where objects
are labelled with security classes and information can flow either upward or at the same level. It is
similar in framework to the Bell-LaPadula model.
References:
ISC2 Official Study Guide, Pages 325 - 327
AIO3, pp. 284 - 287
AIOv4 Security Architecture and Design (pages 338 - 342)
AIOv5 Security Architecture and Design (pages 341 - 344)
Wikipedia at: https://en.wikipedia.org/wiki/Clark-Wilson_model

NEW QUESTION: 4
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Answer:
Explanation:



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