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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
What is the maximum value of the function F(x, y)=x2+y2 in the domain defined by inequalities x 1, y -2, y-x 3 ?
A. 0
B. 1
C. 2
D. 3
Answer: A

NEW QUESTION: 2
Select the appropriate attack from each drop down list to label the corresponding illustrated attack.
Instructions: Attacks may only be used once, and will disappear from drop down list if selected. When you have completed the simulation, please select the Done button to submit.

Answer:
Explanation:

1: Spear phishing is an e-mail spoofing fraud attempt that targets a specific organization, seeking unauthorized access to confidential dat a. As with the e-mail messages used in regular phishing expeditions, spear phishing messages appear to come from a trusted source. Phishing messages usually appear to come from a large and well-known company or Web site with a broad membership base, such as eBay or PayPal. In the case of spear phishing, however, the apparent source of the e-mail is likely to be an individual within the recipient's own company and generally someone in a position of authority.
2: The Hoax in this question is designed to make people believe that the fake AV (anti- virus) software is genuine.
3: Vishing is the act of using the telephone in an attempt to scam the user into surrendering private information that will be used for identity theft. The scammer usually pretends to be a legitimate business, and fools the victim into thinking he or she will profit.
4: Phishing is the act of sending an email to a user falsely claiming to be an established legitimate enterprise in an attempt to scam the user into surrendering private information that will be used for identity theft.
Phishing email will direct the user to visit a website where they are asked to update personal information, such as a password, credit card, social security, or bank account numbers, that the legitimate organization already has. The website, however, is bogus and set up only to steal the information the user enters on the page.
5: Similar in nature to e-mail phishing, pharming seeks to obtain personal or private (usually financial related) information through domain spoofing. Rather than being spammed with malicious and mischievous e-mail requests for you to visit spoof Web sites which appear legitimate, pharming 'poisons' a DNS server by infusing false information into the DNS server, resulting in a user's request being redirected elsewhere. Your browser, however will show you are at the correct Web site, which makes pharming a bit more serious and more difficult to detect. Phishing attempts to scam people one at a time with an e-mail while pharming allows the scammers to target large groups of people at one time through domain spoofing.
References: http://searchsecurity.techtarget.com/definition/spear-phishing http://www.webopedia.com/TERM/V/vishing.html http://www.webopedia.com/TERM/P/phishing.html http://www.webopedia.com/TERM/P/pharming.html

NEW QUESTION: 3
Income from which trust is added to the beneficiary's taxable income?
A. None of the above
B. Charitable
C. Religious
D. Private trust
Answer: D

NEW QUESTION: 4
You plan to create surveys for a multinational company that manages hotels. You must create a unique survey for each hotel location.
Which statement is true?
A. You can capture up to 10,000 survey responses per day.
B. All surveys must use the same theme.
C. You can publish a maximum of 200 surveys.
D. You can store unlimited survey responses over time.
Answer: A


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